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Miami Investment Fraud Attorney
305.372.9700
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SunTrust International Center
Miami, Florida 33131

Tag Archives: Securities Fraud Miami

Supreme Court Issues Important Ruling in SEC Whistleblower Case

By Staff |

On February 21st, 2018, the Supreme Court of the United States issued a ruling in the case of Digital Realty Trust, Inc. v. Somers. In a unanimous decision, the nation’s highest court held that whistleblowers must report allegations of misconduct to the SEC in order to qualify for legal protections under Dodd-Frank.  This is… Read More »

Broker

Florida Investment Firm Censured and Fined $75,000 by FINRA

By Staff |

Have you ever invested your hard earned money with Dawson James Securities, Inc. (CRD#: 130645), a brokerage firm based out of Boca Raton, Florida? If so, you need to be aware of the recent disciplinary action that has been taken against the company. Earlier this year, the FINRA Department of Enforcement announced fines against… Read More »

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