Switch to ADA Accessible Theme
Miami Investment Fraud Attorney
1 SE 3rd Ave # 1200
SunTrust International Center
Miami, Florida 33131

Tag Archives: Unfair Bond Prices

Miami Brokerage Firm Censured and Fined for Selling Bonds at Unfair Prices

By Staff |

FINRA’s Department of Market Regulation has fined a Miami, Florida-based broker-dealer $65,000 for improperly reporting transactions and selling corporate bond securities at an unfair price to investors. Global Strategic Investments, LLC (CRD#: 117028), a brokerage firm licensed to operate in Florida and five other U.S. states was accused of failing to report the proper… Read More »

  • Super Lawyers
  • AV Preeminent
  • Million Dollar Advocates Forum
  • Judicial Edition 2021
  • Curtis Carlson 25th Anniversary


1 SE 3rd Ave #1200
Suntrust International Center
Miami, Florida 33131

Telephone: 305-372-9700
Fax: 305-372-8265

With Us

  • Facebook
  • Twitter
  • LinkedIn

The information on this website is for general information purposes only. Nothing on this site should be taken as legal advice for any individual case or situation. This information is not intended to create, and receipt or viewing does not constitute, an attorney-client relationship.

No content on this site may be reused in any fashion without written permission from www.Carlson-Law.net

MileMark Media - Practice Growth Solutions

© 2015 - 2021 Carlson & Associates, P.A. All rights reserved. This law firm website is managed by MileMark Media.