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Miami Investment Fraud Attorney
1 SE 3rd Ave # 1200
SunTrust International Center
Miami, Florida 33131

Tag Archives: Florida Unsuitable Investments

South Florida Broker Barred for Failure to Cooperate With Investigation Regarding Unsuitable Investments

By Staff |

Recently, the Financial Industry Regulatory Authority (FINRA) indefinitely barred investment advisor Matthew Singer (CRD #4972708) from the securities industry. Mr. Singer was last employed at Morgan Stanley, working out of an office in Aventura, Florida. This representative has also previously been associated with FBN Securities and Ascendiant Capital Markets. According to investigators, Mr. Singer… Read More »

Broker Suspended for Recommending Unsuitable Investments to Elderly Florida Investor

By Staff |

On October 7th, 2017, FINRA’s Department of Enforcement announced sanctions against registered securities broker Walter Marino (CRD#: 2121623). While not admitting to any of the misconduct, Mr. Marino consented to the penalties, which included a one-year suspension from the securities industry. According to FINRA investigators, Mr. Marino negligently recommended wholly unsuitable investments to one… Read More »

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