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Miami Investment Fraud Attorney
305.372.9700
1 SE 3rd Ave # 1200
SunTrust International Center
Miami, Florida 33131

Tag Archives: Elder Financial Abuse

South Florida Broker Barred for Taking Money From Elderly Investor

By Staff |

Earlier this year, the Financial Industry Regulatory Authority (FINRA) announced that Jimmy Oswald Moscoso (CRD#: 2912265), a registered broker based in South Florida, has been permanently barred from the securities industry. Mr. Moscoso was accused of misusing the funds of a vulnerable, elderly investor. In this post, our experienced Miami investment fraud attorneys detail… Read More »

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Massachusetts Financial Adviser Forged Documents, Sold Unsuitable Investments

By Staff |

On December 1st, 2016, the Enforcement Section of the Massachusetts Securities Division filed an administrative complaint against former LPL Financial broker Roger S. Zullo. The complaint alleges that Mr. Zullo, a Boston-based financial adviser, forged sensitive financial documents and intentionally pushed his clients into unsuitable investments. Authorities allege that he did this simply to… Read More »

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