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Miami Investment Fraud Attorney
305.372.9700
1 SE 3rd Ave # 1200
SunTrust International Center
Miami, Florida 33131

Tag Archives: Broker Negligent Supervision

South Florida Broker Suspended for Negligent Supervision

By Staff |

Jose Luis Leon (CRD#: 1789460) served as a registered broker at BAC Florida Investments from 1988 to 2017. During this time, Mr. Leon was based out of a branch office in Coral Gables, Florida. On September 19th, 2018, Jose Luis Leon was suspended from the securities industry for six months and fined $10,000 for… Read More »

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