Category Archives: Unsuitable Investments
Florida FINRA Arbitration Panel Decision: Wells Fargo Liable for Material Misrepresentations, Unsuitable Investment Losses
On January 14th, 2019, a FINRA arbitration panel based in Orlando, Florida ruled in favor of two investors — a husband and wife — in a claim against Wells Fargo (FINRA Office of Dispute Resolution: CASE #: 18-02123). The allegations in this case were centered around supposed misrepresentations that were made to the investors… Read More »