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Miami Investment Fraud Attorney
1 SE 3rd Ave # 1200
SunTrust International Center
Miami, Florida 33131

Category Archives: SEC Whistleblower

SEC Waives Rule 21F-4(a), Awards $3 Million to Joint Whistleblowers

By Staff |

On June 3rd, 2019, the Securities and Exchange Commission (SEC) issued an Order Determining Whistleblower Award Claim. For assisting in enforcement action, the federal securities regulator awarded a pair of joint whistleblowers $3 million in compensation, to be divided equally between the two parties. Notably, in doing so, the SEC decided to voluntarily waive… Read More »

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