Category Archives: Investor Rights
Broker From Florida Suspended, Fined for Securities Law Violations Involving Municipal Bonds
Thomas McClure Mead Jr. (CRD #330666) is a previously registered securities broker. He is listed by the Financial Industry Regulatory Authority (FINRA) as a resident of Vero Beach, Florida. Most recently, Mr. Mead Jr. was a registered representative of Drexel Hamilton, LLC (December 2010 to December 2023). FINRA recently announced enforcement action against this… Read More »
SEC Charges Florida SEC in Illegal Stock Sale Scheme
On December 9th, 2024, the Securities and Exchange Commission (SEC) announced securities fraud charges against Steve A. Smith, Jr. and Xtreme Fighting Championships, Inc. Mr. Smith Jr. is the Chief Executive Officer (CEO) of the company. He reportedly engaged in an illegal stock sale scheme. In total, the SEC alleges that the illegal sale… Read More »
Report: Investment Broker in Florida Who Stole Approximately $3 Million from Investors has Been Arrested
According to a report from WFLA News Channel 8, Joseph Michael Todd—an investment broker from Citrus County—has been arrested after allegedly stealing approximately $3 million from investors. Authorities contend that Mr. Todd used the funds on personal expenses, lavish luxury purchases, gambling, and adult entertainment. Here, our Miami investor rights attorney discusses the allegations… Read More »
