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Miami Investment Fraud Attorney
305.372.9700
1 SE 3rd Ave # 1200
SunTrust International Center
Miami, Florida 33131

Category Archives: Investment Fraud

FINRA Complaint: Fort Lauderdale Financial Advisor Accused of Churning, Unsuitable Investments

By Staff |

Bryan G. Mazliach (CRD No. 5518438) is a previously registered FINRA broker. From January of 2015 to September of 2017, Mr. Mazliach was a representative of Laidlaw & Company. Subsequently, he worked as a financial advisor for Westpark Capital. At both firms, Mr. Mazliach was based at a branch office in Fort Lauderdale, Florida…. Read More »

Securities and Exchange Commission Awards More than $2.5 Million to Joint Whistleblowers

By Staff |

On September 1st, 2020, the Securities and Exchange Commission (SEC) released a public statement confirming that more than $2.5 million in compensation has been awarded to joint whistleblowers. The award is the 92nd in the history of the program. Approximately $510 million in whistleblower compensation has now been awarded by the agency. This whistleblower… Read More »

SEC Halts Florida’s Financial Advisor’s Fraudulent Securities Offering

By Staff |

On August 26th, 2020, the Securities and Exchange Commission (SEC) published a public announcement stating that emergency regulatory action against a South Florida financial advisor and his investment entity. According to allegations raised by the agency, Coral Gables Asset Management LLC and its owner David C. Coggins defrauded investors. Below, our South Florida securities… Read More »

SEC Charges a Florida Resident in Connection to $18.5 Million Securities Fraud Scheme

By Staff |

On July 24th, 2020, the Securities and Exchange Commission (SEC) announced securities fraud charges against Trustify Inc. and its founder Daniel K. Boice. Mr. Boice currently resides in Nassau County Florida. According to federal regulators, the company raised more than $18.5 million from at least 90 different corporate and individual investors on false pretenses…. Read More »

SEC Files Investment Fraud Charges Against a Wind Company in South Florida Federal Court

By Staff |

On July 14th, 2020, the Securities and Exchange Commission (SEC) announced investment fraud charges against Thunderbird Power Corp., an Arizona-headquartered wind power company. According to the allegations raised in the South Florida federal court, the company defrauded investors out of more than $1.9 million through the sale of unregistered securities. Here, our Miami investment… Read More »

SEC Awards Nearly $4 Million in Compensation to Whistleblower to Securities Industry Insider

By Staff |

On July 14th, 2020, the Securities and Exchange Commission (SEC) confirmed that the agency has awarded $3.8 million to a whistleblower who helped by providing critically important information to federal regulators. The SEC notes that the whistleblower’s disclosures both disrupted an ongoing fraud scheme and helped bring enforcement action that recovered millions of dollars… Read More »

Brokerage Firm Failed to Establish Adequate Supervisory System, Improperly Used Unregistered ‘Finder’ in Florida

By Staff |

Silver Leaf Partners, LLC (CRD#: 126694/SEC#: 8-65902) is a New York-based brokerage firm that is licensed to operate in 50 U.S. states and territories, including in Florida. It first entered the securities industry in 2003. On June 29th, 2020, the National Adjudicatory Council (NAC) ruled that this firm failed to create and maintain an… Read More »

SEC Halts Fraudulent Cryptocurrency Offering—Operators Were Soliciting Funds from Investors in Florida

By Staff |

On June 19th, 2020, the Securities and Exchange Commission (SEC) announced emergency action against Sean Hvizdzak and Shane Hvizdzak—two brothers from Central Pennsylvania. Federal regulators contend that the men raised money for private cryptocurrency-related funds by making false representations. The SEC also believes that investor money was misappropriated. Notably, the Hvizdzak brothers solicited money… Read More »

SEC Awards $50 Million to Securities Industry Whistleblower—A Record High Award

By Staff |

On June 4th, 2020, the Securities and Exchange Commission (SEC) announced a whistleblower award of nearly $50 million for an individual who provided detailed, first-hand information regarding serious corporate misconduct to federal regulators. As a result of the disclosure, authorities will be able to take enforcement action and recover money for investors. The award… Read More »

FINRA Complaint: South Florida Brokerage Firm Violated Securities Industry Rules

By Staff |

Fusion Analytics Securities LLC (CRD#: 124245/SEC#: 8-65649) is a brokerage firm headquartered in Coral Springs, Florida. The firm is licensed to operate in 12 U.S. states and territories. Originally entering the industry in 2002, Fusion Analytics Securities has five disclosures on its record, including three regulatory events, one arbitration award, and one judgment/lien. Recently,… Read More »

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