Category Archives: Churning

Florida Brokerage Firm Sanctioned By FINRA for Failure to Supervise, Churning

Summit Brokerage Services (CRD#: 34643/SEC#: 8-46310) is a brokerage firm that is regulated by the Financial Industry Regulatory Authority (FINRA). With headquarters in Boca Raton, FL, Summit Brokerage has been in the securities industry since 1993 and it is licensed to operate in 51 U.S. states and American territories. On July 2nd, Summit Brokerage… Read More »