Switch to ADA Accessible Theme
Miami Investment Fraud Attorney
305.372.9700
1 SE 3rd Ave # 1200
SunTrust International Center
Miami, Florida 33131

Author Archives: Chase Carlson

Morgan Stanley Financial Advisor Angel Aquino-Velez Has 11 Customer Complaints

By Chase Carlson |

Carlson & Associates currently represents a family that lost a substantial amount of money in Puerto Rican Bonds with Morgan Stanley and Angel Aquino-Velez. From 1997 to 2009, Aquino-Velez worked for several securities firms in Puerto Rico, including Doral Securities, UBS, and Merrill Lynch. In 2010, Aquino joined Morgan Stanley in Miami. Aquino has… Read More »

New NFLPA Registered Financial Advisor Is The Subject of a FINRA Disciplinary Proceeding

By Chase Carlson |

On April 1, 2016, the Financial Industry Regulatory Authority (“FINRA”) Department of Enforcement filed a Complaint against James Goetz, a NFLPA Registered Financial Advisor.  The Complaint alleged that while employed by Merrill Lynch, Goetz invested in at least five private companies without making required disclosures or receiving authorization from Merrill Lynch.  FINRA also alleges… Read More »

The History Of Troubled NFLPA Registered Financial Advisors

By Chase Carlson |

Since its inception in 2002, the NFLPA Financial Advisor program has had more than its fair share of troubled financial advisors registered in the program.  Kirk Wright, Nelson “Keith” Bond, Jeffrey Rubin, Kurt Barton, Jinesh “Hodge” Brahmbhatt, Aaron Parthemer, Sylvester King, Jr., Jonathan Schwartz, and Ash Narayan were all registered in the NFLPA Financial… Read More »

Financial Advisor Accused of Defrauding Professional Athletes

By Chase Carlson |

The Securities and Exchange Commission (SEC) has made allegations that a Pittsburgh-based financial advisor victimized several professional athletes. Blazer Capital Management, founded by Louis Martin (Marty) Blazer III, marketed itself as a financial services advisory firm that specialized in handling the needs of high net worth, high profile, individuals. However, the SEC alleges that… Read More »

  • Super Lawyers
  • AV Preeminent
  • Million Dollar Advocates Forum
  • Judicial Edition 2021
  • Curtis Carlson 25th Anniversary
Location

Office
Location

1 SE 3rd Ave #1200
Suntrust International Center
Miami, Florida 33131

Telephone: 305-372-9700
Fax: 305-372-8265

Connect
With Us

  • Facebook
  • Twitter
  • LinkedIn

The information on this website is for general information purposes only. Nothing on this site should be taken as legal advice for any individual case or situation. This information is not intended to create, and receipt or viewing does not constitute, an attorney-client relationship.

No content on this site may be reused in any fashion without written permission from www.Carlson-Law.net

MileMark Media - Practice Growth Solutions

© 2015 - 2021 Carlson & Associates, P.A. All rights reserved. This law firm website is managed by MileMark Media.