Tag Archives: Unsuitable Trades

Miami Broker Fined, Suspended for ‘Quantitatively’ Unsuitable Trades

Akhil Morada (CRD #4859707) is a previously registered FINRA broker. From July 2016 to December 2016, Mr. Morada was employed at Primex based in Miami, Florida. Prior to that, this broker was associated with Newbridge Securities Corporation in Boca Raton (2015 to 2016) and E.J. Sterling in Miami (2014 to 2015). Recently, former securities… Read More »