Tag Archives: Miami Unregistered Securities Lawyer

Miami Securities Broker Barred for Selling Unregistered Securities

On June 12th, 2018, the Financial Industry Regulatory Authority (FINRA) announced that Harold Lee Connell (CRD#: 1482623), a registered broker from Miami, Florida has been permanently barred from the securities industry. From 2001 to 2017, Mr. Connell served as the CEO and President of CP Capital Securities, a broker-dealer that was headquartered in Miami…. Read More »